Inyova is working to mainstream impact investing and sustainability in finance. We strive to offer the best investing solution in the market on both financial (i.e. risk/return) and sustainability impact dimensions.
As Compliance Manager, you will play a key role in helping Inyova deliver on the promise to its customers. As a regulated financial firm in Switzerland (FINMA Bewilligung) and Germany (BAFIN Lizenz), Inyova needs to stay compliant with financial regulations.
Regulatory Compliance & Governance
* Ensure compliance with BaFin (Germany) and FINMA (Switzerland) regulations.
* Maintain and update compliance policies in line with MiFID II, AML, and other applicable laws.
* Act as the primary contact for regulatory authorities and manage regulatory filings.
* Oversee internal compliance audits and risk assessments.
* Implement and monitor AML/KYC policies, ensuring adherence to EU and Swiss regulations.
* Conduct KYC checks for newly onboarded investors or within unusual investor activity. Drive the development of a semi-automated compliance platform together with our IT developers.
* Identify, assess, and mitigate compliance risks.
Reporting & Monitoring
* Develop and oversee compliance monitoring programs.
* Ensure timely regulatory reporting and maintain accurate compliance records.
Policy & Process Development
* Continuously improve internal compliance frameworks.
* Ensure adherence to data protection laws (e.g., GDPR, Swiss Data Protection Act).
* Monitor regulatory changes and integrate them into company policies.
Your Profile
As part of Inyova, you will report directly to our senior management and will work together closely with all functions across a broad range of regulatory and risk topics.
As Compliance Manager, you should have the following skills and qualifications:
* At least three years hands-on experience in the compliance department of a financial institution, consultancy, or auditing firm.
* In-depth knowledge of German and EU financial regulations with exposure to several of the following areas: WpHG, KWG, GWG, MaComp, MaRisk, MiFID II, GDPR.
* Track record of setting up or maintaining waterproof compliance systems and processes for a financially regulated entity.
* Proven execution and project management skills.
* Excellent skills in internal (cross-team collaboration) and external (auditors and regulators) communication.
* Proficient in common office IT tools (e.g. MS Office / Google Suite) and a general affinity towards technology (processual and conceptual).
* Fluent in German and English.
* Someone who is a lot of fun to work with.
* Eligibility to work in Switzerland.
What we offer
You will join a high-performing team in a fast-growing start-up on a unique impact mission. Working with us is fun.
* You will be taking responsibility in a highly agile enthusiastic growth environment with our team’s full trust in you and your ideas.
* You will have plenty of freedom for your creative power.
* We care about your personal and professional development.
* You will have an attractive compensation package including equity.
* You have a real chance to push positive change in the world’s future by showcasing that sustainable finance is the best way of doing finance.
Formalities
Workload 50-80% | Start date: ASAP | Location: Inyova HQ Zurich (with possibility to also work remotely)
Apply for this job
First Name *
Last Name *
Email *
Phone *
Resume/CV *
Education
School Select...
Degree Select...
Start date year
End date year
Are you eligible to work in Germany/Switzerland or EU? * Select...
We are currently only considering candidates that are eligible and have working permission to work in Germany, Switzerland, or the EU.
What is your salary expectation for this position? *
When would you be able to start at Inyova or what is your notice period? *
Please assess your English level (https://en.wikipedia.org/wiki/Common_European_Framework_of_Reference_for_Languages) * Select...
Please assess your German level (https://en.wikipedia.org/wiki/Common_European_Framework_of_Reference_for_Languages). * Select...
What is the highest educational degree that you have earned? *
Which of your experiences show that you have proven execution and project management skills, with the ability to navigate complexity? (max 400 characters)
What is your favourite European or German regulation / directive / law and why?
This can be based on, e.g. ease of implementation, being well structured, or being generally well thought out. (200 words max)
What do you see as the biggest challenge when it comes to the financial regulation of small financial institutions / investment managers in Germany? (max 400 characters)
Do you consent with our applicant data protection policy? * Select...
In order to process your application we need you to consent to our data protection policy. The entire policy can be found here: https://inyova.de/declaration
Inyova has my consent to collect, store, and process my data for the purpose of considering me for employment, and for up to 90 days thereafter. *
#J-18808-Ljbffr