Broadgate are exclusively partnered with a highly regarded, innovative bank based in Zurich in the search for a Senior Compliance Officer. The ideal candidate will have experience in a compliance or risk management focused role within the Swiss financial services sector. A rare opportunity to join a high performing organisation at a key stage of its growth, reporting directly to the Executive Committee & Board of Directors.
Job Title:
Senior Compliance Officer
Salary:
CHF140k
Responsibilities
1. Take responsibility for, continuously improve and maintain the entire compliance framework, including the identification, assessment and monitoring of relevant compliance risks (focusing on anti-money laundering, market conduct, conflicts of interest, advisory and other financial services-related risks)
2. Support with execution of the compliance activity plan
3. Support monitoring and reporting to both the Executive Committee and Board of Directors on adherence to the compliance requirements
Requirements
1. Experience in financial services and a focus on compliance/risk management.
2. Excellent communication skills, fluent in English & German.
3. Pro-active and ambitious.
An outstanding opportunity to make a positive impact in a dynamic, high performing environment. For more information, please contact Callum Dudrenec.
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