Job Title: Legal Counsel, Compliance Officer
Company: Dialectic Alpha Machine AG
Location: Zug, Switzerland
Company Overview:
Dialectic Alpha Machine AG, a Swiss-based crypto-native investment advisor, is seeking a highly skilled and experienced lawyer with strong Swiss regulatory and compliance experience on a full-time basis in Zug, Switzerland. This is an excellent opportunity to join a dynamic and fast-growing team focused on emerging crypto and blockchain technologies.
Job Summary:
The selected candidate will be responsible for overseeing our asset management license and establishing the compliance area within our company. This includes (i) leading and taking responsibility for the application and acquisition of an asset management license with FINMA; (ii) assuming the role of compliance officer upon approval of the license; and (iii) leading, managing, and optimizing all compliance processes and procedures to ensure adherence to FINMA regulations and industry standards.
Additionally, the role will involve liaising with FINMA and other regulatory entities, as necessary, to obtain the asset management license and collaborating with internal teams to develop and implement compliance training programs and initiatives.
Furthermore, the candidate should have a deep understanding of the crypto space and regulatory frameworks, coupled with an entrepreneurial spirit, the ability to work autonomously, and a willingness to take responsibility for achieving the desired results.
Key Responsibilities:
Spearhead and oversee the application and acquisition of an asset management license with FINMA.
Assume the role of compliance officer upon the approval of the license with FINMA.
Provide comprehensive advice to the Board and management on all aspects of FINMA regulation.
Serve as the primary contact person to engage directly with FINMA and other relevant external parties as regards regulatory and compliance matters.
Lead the development and implementation of a regulatory and compliance program within the organization.
Monitor compliance with investment restrictions (internal and external).
Ensure the provision of appropriate training and guidance for employees on compliance-related topics (regulatory).
Analyze and proactively report on any potential compliance gaps, and actively collaborate with teams to address them effectively.
Key Requirements:
Swiss Law degree (Master of Law) or a law degree of another jurisdiction with a strong understanding of Swiss law.
Proven track record as a legal counsel, with experience in compliance, licenses and regulatory affairs.
Deep knowledge of the crypto space.
Integrity, humility, intellectual curiosity, honesty, and direct communication. We are a team of open-minded intellectuals who employ a dialectical approach to ascertain the truth.
Ability to work independently and take responsibility for achieving the desired results while also contributing to the success of projects shared by the wider team.
Fluent in German and English.
Nice-to-haves:
Legal experience in the crypto sector
Strong network in Switzerland and beyond and be able to stay on the forefront of regulatory changes affecting the financial/crypto sectors.
Location:
The primary work location will be onsite in Zug. The candidate should be located in Switzerland or willing and able to relocate to Switzerland in the near future. We also organize regular company off-site events where we conduct sprints on specific projects, and employees are encouraged to participate.
Benefits:
Dialectic offers an exceptional work culture:
Dynamic and collaborative environment within a small team working in fields that are shaping the future of our society.
As a modern employer, we provide contemporary working conditions, ample room for personal development alongside the company, and engaging and challenging projects.
Competitive compensation, bonuses, and compelling participation opportunities.
Exposure to exceptionally talented individuals and very interesting clients with unique investment profiles.
Generous vacation and benefits package.
Supportive work environment and team atmosphere with flat hierarchies and a strong entrepreneurial spirit.
Dialectic is an equal-opportunity employer with a highly diverse workforce.
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