Coni + Partner is a consultancy company established in 1993 with headquarters in Zurich and subsidiaries in Düsseldorf and Shanghai.
We specialize in custom-fit staffing that aligns with the corporate culture by ensuring a perfect match of professional skills, references, and personal and social skills of successful candidates.
About the Job
1. We are searching for a Compliance Professional (m, f, d) as Business Analyst Compliance Risk EMIR, MiFID II for our client, a Bank in Zurich.
Responsibilities
1. Monitor relevant regulatory obligations such as EMIR and MiFID II and conduct gap analyses.
2. Continuously review the control framework and update business documentation.
3. Perform controls as the second line of defense.
4. Ensure compliance with applicable laws and regulations.
5. Responsible for relevant analysis including risk-based control frameworks.
6. Update IT systems with the latest regulations.
7. Review and streamline processes, and conduct user acceptance testing.
8. Responsible for remediating identified vulnerabilities.
9. Serve as the point of contact for the business on regulatory compliance issues regarding trading activity.
10. Responsible for preparing reports for Senior Management and Authorities.
11. Organize workshops, training, ad hoc meetings, and relevant employee briefings.
Requirements
1. Masters or Bachelor's degree with experience in transaction compliance in the trading environment of a bank.
2. Good understanding of financial market products (e.g., derivatives) and infrastructure regulations.
3. Sound knowledge of e.g., EMIR, MiFID II, SFTR.
4. Understanding of technical front-to-back processes of trading.
5. Analytical skills and ability to complete projects independently and on time.
6. Team and service orientation.
7. Ability to lead discussions and negotiate next steps with the project team.
8. Commitment and motivation.
9. Fluency in German and English.